Reporting Forms

By Type

Reporting forms and their detailed information are listed below.  Forms used by the Federal Reserve and other federal banking agencies are preceded by the letters FFIEC (for Federal Financial Institutions Examinations Council). Forms used exclusively by the Federal Reserve are preceded by the letters FR.

 
 

All

Report NameDue DatesContact Info
FFIEC 002
Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks
30 calendar days after the as of date Kimberly Shea
FFIEC 002S
Report of Assets and Liabilities of Non-U.S. Branches that are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
30 calendar days after the as of date Kimberly Shea
FFIEC 019
Country Exposure Report for U.S. Branches and Agencies of Foreign Banks
45 days after the as of date Kimberly Shea
FFIEC 030/030S
Foreign Branch Report of Condition (FFIEC 030) and Abbreviated Foreign Branch Report of Condition (FFIEC 030S)
45 calendar days after the as of date Chad Hurst
FFIEC 031
Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
30 calendar days after the as of date Steven Collins
FFIEC 041
Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
30 calendar days after the as of date Steven Collins
FFIEC 101
Risk Based Capital Reporting for Institutions Subject to Advance Capital Framework
60 calendar days after the as of date Chad Hurst
FR 2018
Bank Lending Practices Survey
Varies

Karen Williams
Marc Chumney

FR 2028 a/s
Survey Terms of Business Lending/Prime Rate Supplement 
10 calendar days following the end of the reporting period Pamela Robinson
FR 2028 b/s
Survey Terms of Bank Lending to Farmers/Prime Rate Supplement
10 calendar days following the end of the reporting period Pamela Robinson
FR 2248
Domestic Finance Company Report of Consolidated Assets and Liabilities
15th day of the following month Pamela Robinson
FR 2314/2314S
Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations
60 calendar days following the as of date Melissa Rhoades
FR 2502Q
Foreign Branch Assets and Liabilities
25th calendar day following quarter end Kimberly Shea
FR 2644
Weekly Report of Selected Assets
Tuesday following the as of date Steven Collins
FR 2835
Quarterly Report of Interest Rates of Selected Direct Consumer Installment Loans
1st Friday following the as of date Pamela Robinson
FR 2835A
Quarterly Report of Credit Card Interest Rates
2nd Monday following the as of date Pamela Robinson
FR 2886B
Report of Condition and Income for Edge and Agreement Corporations
30 calendar days after the as of date Christy Albus
FR 2900 Quarterly
Report Of Transactions Accounts, Other Deposits and Vault Cash
3 days after as of date Pamela Robinson
FR 2900
Report Of Transactions Accounts, Other Deposits and Vault Cash-Commercial Banks
3 days after as of date Member Banks-Webster Hill
Commercial Banks-Travis Taylor
Non-Member Banks-Paul Setaro
FR 2900
Report Of Transactions Accounts, Other Deposits and Vault Cash-Credit Unions
3 days after as of date Webster Hill
FR 2900
Report Of Transactions Accounts, Other Deposits and Vault Cash-Savings and Loan
3 days after as of date Paul Setaro
FR 2910A
Annual Report of Deposits and Reservable Liabilities
7 days after as of date Pamela Robinson
FR 2915Q
Quarterly Report of Foreign (Non US) Currency Deposits
2 days after as of date Travis Taylor
FR Y-10
Report of Changes in Organizational Structure
Within 30 calendar days after a reportable event Joanne Mason
FR Y-11/S
Financial Statement of Nonbank Subsidiaries of BHCs (Quarterly)
60 calendar days after as of date Christy Albus
FR Y-12
Consolidated Holding Company Report on Equity Investments in Non Financial Companies
45 calendar days after the as of date Christy Albus
Jason Annis
FR Y-12A
Annual Report of Merchant Banking Investments Held for an Extended Period
by February 15 of the following calendar year Christy Albus
Jason Annis
FR Y-15
Banking Organization Systemic Risk Report
60 days after the as of date Jason Annis
FR Y-16
Annual Company-Run Stress Test Report
March 31 of the year following the September 30 as of date Kristin Barnes
FR Y-20
Financial Statements for BHC Subsidiary Engaged in Ineligible Securities Underwriting and Dealing
45 calendar days after the as of date Tim Pudner
FR Y-6
Annual Report of Bank Holding Companies
Must be received no later than 90 calendar days after the top-tier bank holding company's fiscal year Phyllis Strum
FR Y-7N/NS
Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations
60 calendar days after the as of date Christy Albus
FR Y-7Q
The Capital and Asset Report for Foreign Banking Organizations
90 calendar days after the as of date Christy Albus
FR Y-8
Report of Insured Depository Institution's Section 23A Transactions with Affiliates
30 calendar days after the as of date Faye Mickens
FR Y-9C
Consolidated Financial Statement for Holding Companies (with total consolidated assets greaten than $500 Million)
40 calendar days after the as of date (March/June/September). 45 calendar days after as of date (December). Jason Annis
FR Y-9ES
Financial Statement for Employee Stock Ownership Plan Holding Companies
July 31 following the December 31 as of date Jason Annis
FR Y-9LP
Parent Only Financial Statements for Large Holding Companies (with total consolidated assets greater than $500 million)
45 calendar days after the as of date Jason Annis
FR Y-9SP
Parent Only Financial Statements for Small Holding Companies
45 calendar days after the as of date Travis Taylor
TFC-1
Weekly Consolidated Foreign Currency Report of Major Market Participants
2 business days after the as of date Melissa Rhoades
TFC-2
Monthly Consolidated Foreign Currency Report of Major Market Participants
10 business days after the as of date Melissa Rhoades
TFC-3
Quarterly Consolidated Foreign Currency Report
45 calendar days after the as of date Christy Albus
TIC BC
TIC BC Report of U.S. Dollar Claims of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BL-1
Report of U.S. Dollar Liabilities of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BL-2
Report of Customers' U.S. Dollar Liabilities to Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BQ-3
Report of Maturities of Selected Liabilities of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
20 calendar days after the as of date Kimberly Shea
TIC-BQ1
Report of Customers' Foreign Currency Liabilities to Foreigners
20 calendar days after the as of date Kimberly Shea
TIC-BQ2
Report of Foreign Currency Liabilities and Claims of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers and Dealers, and of their Domestic Customers vis-a-vis Foreigners;
20 calendar days after the as of date Kimberly Shea

Holding Companies

Reports filed by Holding Companies. Check for Latest Updates.

Report NameDue DatesContact Info
FR 2018
Bank Lending Practices Survey
Varies

Karen Williams
Marc Chumney

FR 2314/2314S
Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations
60 calendar days following the as of date Melissa Rhoades
FR Y-6
Annual Report of Bank Holding Companies
Must be received no later than 90 calendar days after the top-tier bank holding company's fiscal year Phyllis Strum
FR Y-8
Report of Insured Depository Institution's Section 23A Transactions with Affiliates
30 calendar days after the as of date Faye Mickens 
FR Y-9C
Consolidated Financial Statement for Holding Companies (with total consolidated assets greater than $500 Million)
40 calendar days after the as of date (March/June/September). 45 calendar days after as of date (December). Jason Annis
FR Y-9ES
Financial Statement for Employee Stock Ownership Plan Bank Holding Companies
July 31 following the December 31 as of date Jason Annis
FR Y-9LP
Parent Only Financial Statements for Large Holding Companies (with total consolidated assets greater than $500 million)
45 calendar days after the as of date Jason Annis
FR Y-9SP
Parent Only Financial Statements for Small Holding Companies
45 calendar days after the as of date Travis Taylor
FR Y-10
Report of Changes in Organizational Structure
Within 30 calendar days after a reportable event Joanne Mason
FR Y-11/S
Financial Statement of Nonbank Subsidiaries of Holding Companies (Quarterly)
60 calendar days after as of date Christy Albus
FR Y-12
Consolidated Holding Company Report on Equity Investments in Non Financial Companies
45 calendar days after the as of date Christy Albus
Jason Annis
FR Y-12A
Annual Report of Merchant Banking Investments Held for an Extended Period
by February 15 of the following calendar year Christy Albus
Jason Annis
FR Y-15
Banking Organization Systemic Risk Report
60 days after the as of date Jason Annis
FR Y-16
Annual Company-Run Stress Test Report
March 31 of the year following the September 30 as of date Kristin Barnes
FR Y-20
Financial Statements for Holding Company Subsidiary Engaged in Ineligible Securities Underwriting and Dealing
45 calendar days after the as of date Tim Pudner
TFC-1
Weekly Consolidated Foreign Currency Report of Major Market Participants
2 business days after the as of date Melissa Rhoades
TFC-2
Monthly Consolidated Foreign Currency Report of Major Market Participants
10 business days after the as of date Melissa Rhoades
TFC-3
Quarterly Consolidated Foreign Currency Report
45 calendar days after the as of date Christy Albus
TIC BC
TIC BC Report of U.S. Dollar Claims of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BL-1
Report of U.S. Dollar Liabilities of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BL-2
Report of Customers' U.S. Dollar Liabilities to Foreigners
15 calendar days after the as of date Kimberly Shea
TIC-BQ1
Report of Customers' Foreign Currency Liabilities to Foreigners
20 calendar days after the as of date Kimberly Shea
TIC-BQ2
Report of Foreign Currency Liabilities and Claims of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers and Dealers, and of their Domestic Customers vis-a-vis Foreigners;
20 calendar days after the as of date Kimberly Shea
TIC BQ-3
Report of Maturities of Selected Liabilities of Depository Institutions, Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
20 calendar days after the as of date Kimberly Shea

Depository Institutions

Reports filed by Depository Institutions. Check for Latest Updates.

Report NameDue DatesContact Info
FFIEC 002
Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks
30 calendar days after the as of date Kimberly Shea
FFIEC 002S
Report of Assets and Liabilities of Non-U.S. Branches that are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
30 calendar days after the as of date Kimberly Shea 
FFIEC 019
Country Exposure Report for U.S. Branches and Agencies of Foreign Banks
45 days after the as of date Kimberly Shea
FFIEC 030/030S
Foreign Branch Report of Condition (FFIEC 030) and Abbreviated Foreign Branch Report of Condition (FFIEC 030S)
45 calendar days after the as of date Chad Hurst
FFIEC 031
Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
30 calendar days after the as of date Steven Collins
FFIEC 041
Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
30 calendar days after the as of date Steven Collins
FR 2028 a/s
Survey Terms of Business lending Prime Rate Supplement
10 calendar days following the end of the reporting period Pamela Robinson
FR 2028 b/s
Survey Terms of Bank Lending to Farmers/Prime Rate Supplement
10 calendar days following the end of the reporting period Pamela Robinson
FR 2248
Domestic Finance Company Report of Consolidated Assets and Liabilities
15th day of the following month Pamela Robinson
FR 2314/2314S
Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations
60 calendar days following the as of date Melissa Rhoades
FR 2502Q
Foreign Branch Assets and Liabilities
25th calendar day following quarter end Kimberly Shea
FR 2644
Weekly Report of Selected Assets
Tuesday following the as of date Steven Collins
FR 2835
Quarterly Report of Interest Rates of Selected Direct Consumer Installment Loans
1st Friday following the as of date Pamela Robinson
FR 2835A
Quarterly Report on Credit Card Plans
2nd Monday following the as of date Pamela Robinson
FR 2886B
Report of Condition and Income for Edge and Agreement Corporations
30 calendar days after the as of date Christy Albus
FR 2900 (commerical banks)
Quarterly Report Of Transactions Accounts, Other Deposits and Vault Cash
3 days after as of date Pamela Robinson
FR 2900 (credit unions)
Report Of Transactions Accounts, Other Deposits and Vault Cash-Credit Unions
3 days after as of date Webster Hill
FR 2900
Report Of Transactions Accounts, Other Deposits and Vault Cash-Commercial Banks
3 days after as of date Member Banks-Webster Hill
Commercial Banks-Travis Taylor
Non-Member Banks-Paul Setaro
FR 2900
Report Of Transactions Accounts, Other Deposits and Vault Cash-Savings and Loan
3 days after as of date Paul Setaro
FR 2910A
Annual Report of Deposits and Reservable Liabilities
7 days after as of date Pamela Robinson
FR 2915Q
Quarterly Report of Foreign (Non US) Currency Deposits
2 days after as of date Travis Taylor
TFC-1
Weekly Consolidated Foreign Currency Report of Major Market Participants
2 business days after the as of date Melissa Rhoades
TFC-2
Monthly Consolidated Foreign Currency Report of Major Market Participants
10 business days after the as of date Melissa Rhoades
TFC-3
Quarterly Consolidated Foreign Currency Report
45 calendar days after the as of date Christy Albus
TIC BC
TIC BC Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BL-1
Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
15 calendar days after the as of date Kimberly Shea
TIC BL-2
Report of Customers' U.S. Dollar Liabilities to Foreigners
15 calendar days after the as of date Kimberly Shea
TIC-BQ1
Report of Customers' Foreign Currency Liabilities to Foreigners
20 calendar days after the as of date Kimberly Shea
TIC-BQ2
Report of Foreign Currency Liabilities and Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers and Dealers, and of their Domestic Customers vis-a-vis Foreigners;
20 calendar days after the as of date Kimberly Shea
TIC BQ-3
Report of Maturities of Selected Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners
20 calendar days after the as of date Kimberly Shea

Other Entities

For other financial and non-financial entities, and consumers

Report NameDue DatesContact Info
FFIEC 002
Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks
30 calendar days after the as of date Kimberly Shea
FFIEC 002S
Report of Assets and Liabilities of Non-U.S. Branches that are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
30 calendar days after the as of date Kimberly Shea
FFIEC 019
Country Exposure Report for U.S. Branches and Agencies of Foreign Banks
45 days after the as of date Kimberly Shea
FFIEC 030/030S
Foreign Branch Report of Condition (FFIEC 030) and Abbreviated Foreign Branch Report of Condition (FFIEC 030S)
45 calendar days after the as of date Chad Hurst
FFIEC 031
Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices, and Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only (FFIEC 031/041)
30 calendar days after the as of date Steven Collins
FFIEC 041
Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
30 calendar days after the as of date Steven Collins
FR 2314/2314S
Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations
60 calendar days following the as of date Melissa Rhoades
FR 2502Q
Foreign Branch Assets and Liabilities
25th calendar day following quarter end Kimberly Shea
FR Y-7N/NS
Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations
60 calendar days after the as of date Christy Albus
FR Y-7Q
The Capital and Asset Report for Foreign Banking Organizations
90 calendar days after the as of date Christy Albus
FR Y-12A
Annual Report of Merchant Banking Investments Held for an Extended Period
by February 15 of the following calendar year Christy Albus
Jason Annis

Structure Reports

Reports filed by Holding Companies and Financial Institutions related to the organization's structure.  Check for Latest Updates.

Report NameDue DatesContact Info
FR Y-6
Annual Report of Holding Companies
Must be received no later than 90 calendar days after the top-tier holding company's fiscal year Phyllis Strum
FR Y-10
Report of Changes in Organizational Structure
Within 30 calendar days after a reportable event Joanne Mason
Contact Us

Richmond

Jason Annis
Holding Company Reports
(804) 697-8291

Travis Taylor
Deposit Reports
(804) 697-8372

Joanne Mason
Structure Reports
(804) 697-8173

Mailbox
Mailing Address

The reports that are not submitted via IESUB should be mailed to the following address:

Federal Reserve Bank of Richmond
P.O. Box 27622
Richmond, VA 23261

Overnight Deliveries

Federal Reserve Bank of Richmond
701 East Byrd Street
Richmond, VA 23219