Reporting Forms for Financial Institutions
All Reports
Updates
PrintReporting forms and their detailed information are listed below. Forms used by the Federal Reserve and other federal banking agencies are preceded by the letters FFIEC (for Federal Financial Institutions Examinations Council). Forms used exclusively by the Federal Reserve are preceded by the letters FR.
All
| Report Name | Due Dates | Contact Info |
|---|---|---|
| FFIEC 002 Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks | 30 calendar days after the as of date | Christy Albus |
| FFIEC 002S Report of Assets and Liabilities of Non-U.S. Branches that are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank | 30 calendar days after the as of date | Christy Albus |
| FFIEC 019 Country Exposure Report for U.S. Branches and Agencies of Foreign Banks | 45 days after the as of date | Christy Albus |
| FFIEC 030/030S Foreign Branch Report of Condition (FFIEC 030) and Abbreviated Foreign Branch Report of Condition (FFIEC 030S) | 45 calendar days after the as of date | Christy Albus |
| FFIEC 031 Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices | 30 calendar days after the as of date | Jeremiah O'Brien |
| FFIEC 041 Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only | 30 calendar days after the as of date | Jeremiah O'Brien |
| FFIEC 101 Risk Based Capital Reporting for Institutions Subject to Advance Capital Framework | 60 calendar days after the as of date | Cynde Becker |
| FR 2018 Bank Lending Practices Survey | Varies | |
| FR 2028 a/s Survey Terms of Business Lending/Prime Rate Supplement | 10 calendar days following the end of the reporting period | Pamela Robinson |
| FR 2028 b/s Survey Terms of Bank Lending to Farmers/Prime Rate Supplement | 10 calendar days following the end of the reporting period | Pamela Robinson |
| FR 2248 Domestic Finance Company Report of Consolidated Assets and Liabilities | 15th day of the following month | Paul Setaro |
| FR 2314/2314S Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations | 60 calendar days following the as of date | Kimberly Perry |
| FR 2502Q Foreign Branch Assets and Liabilities | 25th calendar day following quarter end | Christy Albus |
| FR 2572 Report of Terms of Credit Card Plans | 10 business days following the as of date | Pamela Robinson |
| FR 2644 Weekly Report of Selected Assets | Tuesday following the as of date | Jeremiah O'Brien |
| FR 2835 Quarterly Report of Interest Rates of Selected Direct Consumer Installment Loans | 1st Friday following the as of date | Paul Setaro |
| FR 2835A Quarterly Report of Credit Card Interest Rates | 2nd Monday following the as of date | Paul Setaro |
| FR 2886B Report of Condition and Income for Edge and Agreement Corporations | 30 calendar days after the as of date | Christy Albus |
| FR 2900 Quarterly Report Of Transactions Accounts, Other Deposits and Vault Cash | 3 days after as of date | Steven Collins |
| FR 2900 Report Of Transactions Accounts, Other Deposits and Vault Cash-Commercial Banks | 3 days after as of date | Member Banks-Pamela Robinson Commercial Banks-Steven Collins Non-Member Banks-Paul Setaro |
| FR 2900 Report Of Transactions Accounts, Other Deposits and Vault Cash-Credit Unions | 3 days after as of date | Webster Hill |
| FR 2900 Report Of Transactions Accounts, Other Deposits and Vault Cash-Savings and Loan | 3 days after as of date | Travis Taylor |
| FR 2910A Annual Report of Deposits and Reservable Liabilities | 7 days after as of date | Travis Taylor |
| FR 2915Q Quarterly Report of Foreign (Non US) Currency Deposits | 2 days after as of date | Steven Collins |
| FR Y-10 Report of Changes in Organizational Structure | Within 30 calendar days after a reportable event | Joanne Mason |
| FR Y-11/S Financial Statement of Nonbank Subsidiaries of BHCs (Quarterly) | 60 calendar days after as of date | Christy Albus |
| FR Y-12 Consolidated BHC Report on Equity Investments in Non Financial Companies | 45 calendar days after the as of date | Kimberly Perry Jason Annis |
| FR Y-12A Annual Report of Merchant Banking Investments Held for an Extended Period | by February 15 of the following calendar year | Kimberly Perry Jason Annis |
| FR Y-20 Financial Statements for BHC Subsidiary Engaged in Ineligible Securities Underwriting and Dealing | 45 calendar days after the as of date | Tim Pudner |
| FR Y-6 Annual Report of Bank Holding Companies | Must be received no later than 90 calendar days after the top-tier bank holding company's fiscal year | Becky Olive |
| FR Y-7N/NS Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations | 60 calendar days after the as of date | Christy Albus |
| FR Y-7Q The Capital and Asset Report for Foreign Banking Organizations | 90 calendar days after the as of date | Christy Albus |
| FR Y-8 Report of Insured Depository Institution's Section 23A Transactions with Affiliates | 30 calendar days after the as of date | Jeremiah O'Brien |
| FR Y-9C Consolidated Financial Statement for BHCs (with total consolidated assets greaten than $500 Million) | 40 calendar days after the as of date (March/June/September). 45 calendar days after as of date (December). | Jason Annis |
| FR Y-9ES Financial Statement for Employee Stock Ownership Plan Bank Holding Companies | July 31 following the December 31 as of date | Jason Annis |
| FR Y-9LP Parent Only Financial Statements for Large BHCs (with total consolidated assets greater than $500 million) | 40 calendar days after the as of date (March/June/September). 45 calendar days after as of date (December). | Jason Annis |
| FR Y-9SP Parent Only Financial Statements for Small BHCs | 45 calendar days after the as of date | Jason Annis |
| TFC-1 Weekly Consolidated Foreign Currency Report of Major Market Participants | 2 business days after the as of date | Kimberly Perry |
| TFC-2 Monthly Consolidated Foreign Currency Report of Major Market Participants | 10 business days after the as of date | Kimberly Perry |
| TFC-3 Quarterly Consolidated Foreign Currency Report | 45 calendar days after the as of date | Kimberly Perry |
| TIC BC TIC BC Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BL-1 Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BL-2 Report of Customers' U.S. Dollar Liabilities to Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BQ-3 Report of Maturities of Selected Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners | 20 calendar days after the as of date | Kimberly Perry |
| TIC-BQ1 Report of Customers' Foreign Currency Liabilities to Foreigners | 20 calendar days after the as of date | Kimberly Perry |
| TIC-BQ2 Report of Foreign Currency Liabilities and Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers and Dealers, and of their Domestic Customers vis-a-vis Foreigners; | 20 calendar days after the as of date | Kimberly Perry |
Bank Holding Companies
Reports filed by Bank Holding Companies. Check for Latest Updates.
| Report Name | Due Dates | Contact Info |
|---|---|---|
| FR 2018 Bank Lending Practices Survey | Varies | |
| FR 2314/2314S Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations | 60 calendar days following the as of date | Faye Mickens |
| FR Y-6 Annual Report of Bank Holding Companies | Must be received no later than 90 calendar days after the top-tier bank holding company's fiscal year | Becky Olive |
| FR Y-8 Report of Insured Depository Institution's Section 23A Transactions with Affiliates | 30 calendar days after the as of date | Jeremiah O'Brien |
| FR Y-9C Consolidated Financial Statement for BHCs (with total consolidated assets greater than $500 Million) | 40 calendar days after the as of date (March/June/September). 45 calendar days after as of date (December). | Jason Annis |
| FR Y-9ES Financial Statement for Employee Stock Ownership Plan Bank Holding Companies | July 31 following the December 31 as of date | Jason Annis |
| FR Y-9LP Parent Only Financial Statements for Large BHCs (with total consolidated assets greater than $500 million) | 40 calendar days after the as of date (March/June/September). 45 calendar days after as of date (December). | Jason Annis |
| FR Y-9SP Parent Only Financial Statements for Small BHCs | 45 calendar days after the as of date | Jason Annis |
| FR Y-10 Report of Changes in Organizational Structure | Within 30 calendar days after a reportable event | Joanne Mason |
| FR Y-11/S Financial Statement of Nonbank Subsidiaries of BHCs (Quarterly) | 60 calendar days after as of date | Christy Albus |
| FR Y-12 Consolidated BHC Report on Equity Investments in Non Financial Companies | 45 calendar days after the as of date | Kimberly Perry Jason Annis |
| FR Y-12A Annual Report of Merchant Banking Investments Held for an Extended Period | by February 15 of the following calendar year | Kimberly Perry Jason Annis |
| FR Y-20 Financial Statements for BHC Subsidiary Engaged in Ineligible Securities Underwriting and Dealing | 45 calendar days after the as of date | Tim Pudner |
| TFC-1 Weekly Consolidated Foreign Currency Report of Major Market Participants | 2 business days after the as of date | Kimberly Perry |
| TFC-2 Monthly Consolidated Foreign Currency Report of Major Market Participants | 10 business days after the as of date | Kimberly Perry |
| TFC-3 Quarterly Consolidated Foreign Currency Report | 45 calendar days after the as of date | Kimberly Perry |
| TIC BC TIC BC Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BL-1 Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BL-2 Report of Customers' U.S. Dollar Liabilities to Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC-BQ1 Report of Customers' Foreign Currency Liabilities to Foreigners | 20 calendar days after the as of date | Kimberly Perry |
| TIC-BQ2 Report of Foreign Currency Liabilities and Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers and Dealers, and of their Domestic Customers vis-a-vis Foreigners; | 20 calendar days after the as of date | Kimberly Perry |
| TIC BQ-3 Report of Maturities of Selected Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners | 20 calendar days after the as of date | Kimberly Perry |
Depository Institutions
Reports filed by Depository Institutions.Check for Latest Updates.
| Report Name | Due Dates | Contact Info |
|---|---|---|
| FFIEC 002 Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks | 30 calendar days after the as of date | Christy Albus |
| FFIEC 002S Report of Assets and Liabilities of Non-U.S. Branches that are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank | 30 calendar days after the as of date | Christy Albus |
| FFIEC 019 Country Exposure Report for U.S. Branches and Agencies of Foreign Banks | 45 days after the as of date | Christy Albus |
| FFIEC 030/030S Foreign Branch Report of Condition (FFIEC 030) and Abbreviated Foreign Branch Report of Condition (FFIEC 030S) | 45 calendar days after the as of date | Christy Albus |
| FFIEC 031 Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices | 30 calendar days after the as of date | Jeremiah O'Brien |
| FFIEC 041 Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only | 30 calendar days after the as of date | Jeremiah O'Brien |
| FR 2028 a/s Survey Terms of Business lending Prime Rate Supplement | 10 calendar days following the end of the reporting period | Pamela Robinson |
| FR 2028 b/s Survey Terms of Bank Lending to Farmers/Prime Rate Supplement | 10 calendar days following the end of the reporting period | Pamela Robinson |
| FR 2248 Domestic Finance Company Report of Consolidated Assets and Liabilities | 15th day of the following month | Paul Setaro |
| FR 2314/2314S Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations | 60 calendar days following the as of date | Kimberly Perry |
| FR 2502Q Foreign Branch Assets and Liabilities | 25th calendar day following quarter end | Christy Albus |
| FR 2572 Report of Terms of Credit Card Plans | 10 business days following the as of date | Pamela Robinson |
| FR 2644 Weekly Report of Selected Assets | Tuesday following the as of date | Jeremiah O'Brien |
| FR 2835 Quarterly Report of Interest Rates of Selected Direct Consumer Installment Loans | 1st Friday following the as of date | Paul Setaro |
| FR 2835A Quarterly Report on Credit Card Plans | 2nd Monday following the as of date | Paul Setaro |
| FR 2886B Report of Condition and Income for Edge and Agreement Corporations | 30 calendar days after the as of date | Christy Albus |
| FR 2900 (commerical banks) Quarterly Report Of Transactions Accounts, Other Deposits and Vault Cash | 3 days after as of date | Steven Collins |
| FR 2900 (credit unions) Report Of Transactions Accounts, Other Deposits and Vault Cash-Credit Unions | 3 days after as of date | Webster Hill |
| FR 2900 Report Of Transactions Accounts, Other Deposits and Vault Cash-Commercial Banks | 3 days after as of date | Member Banks-Pamela Robinson Commercial Banks-Steven Collins Non-Member Banks-Paul Setaro |
| FR 2900 Report Of Transactions Accounts, Other Deposits and Vault Cash-Savings and Loan | 3 days after as of date | Travis Taylor |
| FR 2910A Annual Report of Deposits and Reservable Liabilities | 7 days after as of date | Travis Taylor |
| FR 2915Q Quarterly Report of Foreign (Non US) Currency Deposits | 2 days after as of date | Steven Collins |
| TFC-1 Weekly Consolidated Foreign Currency Report of Major Market Participants | 2 business days after the as of date | Kimberly Perry |
| TFC-2 Monthly Consolidated Foreign Currency Report of Major Market Participants | 10 business days after the as of date | Kimberly Perry |
| TFC-3 Quarterly Consolidated Foreign Currency Report | 45 calendar days after the as of date | Kimberly Perry |
| TIC BC TIC BC Report of U.S. Dollar Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers on Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BL-1 Report of U.S. Dollar Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC BL-2 Report of Customers' U.S. Dollar Liabilities to Foreigners | 15 calendar days after the as of date | Kimberly Perry |
| TIC-BQ1 Report of Customers' Foreign Currency Liabilities to Foreigners | 20 calendar days after the as of date | Kimberly Perry |
| TIC-BQ2 Report of Foreign Currency Liabilities and Claims of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers and Dealers, and of their Domestic Customers vis-a-vis Foreigners; | 20 calendar days after the as of date | Kimberly Perry |
| TIC BQ-3 Report of Maturities of Selected Liabilities of Depository Institutions, Bank Holding Companies/Financial Holding Companies, Brokers, and Dealers to Foreigners | 20 calendar days after the as of date | Kimberly Perry |
Other Entities
For other financial and non-financial entities, and consumers
| Report Name | Due Dates | Contact Info |
|---|---|---|
| FFIEC 002 Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks | 30 calendar days after the as of date | Christy Albus |
| FFIEC 002S Report of Assets and Liabilities of Non-U.S. Branches that are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank | 30 calendar days after the as of date | Christy Albus |
| FFIEC 019 Country Exposure Report for U.S. Branches and Agencies of Foreign Banks | 45 days after the as of date | Christy Albus |
| FFIEC 030/030S Foreign Branch Report of Condition (FFIEC 030) and Abbreviated Foreign Branch Report of Condition (FFIEC 030S) | 45 calendar days after the as of date | Christy Albus |
| FFIEC 031 Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices, and Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only (FFIEC 031/041) | 30 calendar days after the as of date | Jeremiah O'Brien |
| FFIEC 041 Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only | 30 calendar days after the as of date | Jeremiah O'Brien |
| FR 2314/2314S Financial Statements of Foreign Subsidiaries of U.S. Banking Organizations | 60 calendar days following the as of date | Kimberly Perry |
| FR 2502Q Foreign Branch Assets and Liabilities | 25th calendar day following quarter end | Christy Albus |
| FR Y-7N/NS Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations | 60 calendar days after the as of date | Christy Albus |
| FR Y-7Q The Capital and Asset Report for Foreign Banking Organizations | 90 calendar days after the as of date | Christy Albus |
| FR Y-12A Annual Report of Merchant Banking Investments Held for an Extended Period | by February 15 of the following calendar year | Kimberly Perry Jason Annis |
Structure Reports
Reports filed by Bank Holding Companies and Financial Institutions related to the organization's structure. Check for Latest Updates.
| Report Name | Due Dates | Contact Info |
|---|---|---|
| FR Y-6 Annual Report of Bank Holding Companies | Must be received no later than 90 calendar days after the top-tier bank holding company's fiscal year | Becky Olive |
| FR Y-10 Report of Changes in Organizational Structure | Within 30 calendar days after a reportable event | Joanne Mason |
Contact Us
Richmond
Jason Annis
Bank Holding Companies
(804) 697-8291
Faye Mickens
Savings and Loan Holding Company
(804) 697-8244
Travis Taylor
Deposits Unit
(804) 697-8372
Joanne Mason
Structure Unit
(804) 697-8173
Mailing Address
The reports that are not submitted via IESUB should be mailed to the following address:
Federal Reserve Bank of Richmond
P.O. Box 27622
Richmond, Virginia 23261
Overnight Deliveries
Federal Reserve Bank of Richmond
701 East Byrd Street
Richmond, VA 23219
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