| Date | Title | Category |
|---|---|---|
| October 2, 2012 |
Swap Entities Federal agencies published notice today that they have reopened the comment period on a proposed rule to establish margin and capital requirements for swap dealers, major swap participants, security-based swap dealers, and major security-based swap participants. The reopened comment period will close November 26. |
Securities |
| Date | Title | Category |
|---|---|---|
| August 29, 2008 |
Regulatory News Securities Regulation A Small Entity Compliance Guide for Regulation R is available. Regulation R implements securities-law exceptions for banks acting as brokers. |
Securities |