Regulations that govern the extension of credit for the purpose of purchasing securities.

• Regulation T (PDF 145KB)
  Broker/Dealers
• Regulation U (PDF 120KB)
  Banks and Nonbank Lenders
• Regulation X (PDF 57KB)
  Margin Secured Credit from Sources Outside the United States

The following reports are required by qualifying nonbank entities that make extensions of credit secured by margin stock:

F.R. G-1 (Registration Statement) (PDF 32KB)
F.R. G-2 (Deregistration Statement) (PDF 19KB)
F.R. G-3 (Purpose Statement) (PDF 19KB)
F.R. G-4 (Annual Reporting) (PDF 28KB)
Legal Interpretations